Allia Team

Laurie Shen Tham

CEO & FOUNDER

Laurie has more than 25 years of experience working for prestigious Wall Street and consulting firms. She started Allia Consulting in 2018 to focus on her passion to improve operations in internal audit, risk and compliance at banks, broker-dealers, asset managers, not-for-profit groups and technology organizations.

George Mandl

SENIOR ADVISOR - SECURITIES BROKER DEALER COMPLIANCE

George is an accomplished financial services compliance executive with a diverse regulatory and securities industry background within Global and Domestic Institutional, Retail, Automated Trading and Regulatory organizations.