Not ready for the holidays yet? How about attending a workshop hosted by me and two of my financial services colleagues who all have lots of experience in Compliance for Broker Dealers and Asset Managers.
#brokerdealercompliance #fscompliance
We are looking for your feedback on the topics that would be most relevant to you. Please fill out a survey with only 2 multiple choice questions here:
https://docs.google.com/spreadsheets/d/1txLKVPzLyJr_9x53_rzko-jkB8nZ2U4CYvMS93T7s9A/edit?usp=sharing
